Safety Evaluation Reports for
DOE-Certified Packages

• CoC No. 9132 - Model No. T-3

April 1992: Revision to Add FSP-1R Fuel Assemblies to Authorized Contents

July 1992: Revision to Add Pu Oxide Powder to Authorized Contents

Jan. 1993: Revision to Add IPNS Enriched Uranium Booster Target Assemblies to Authorized Contents

July 1994: Revision to Add Thermionic Fuel Elements, Uranium Carbide Fuel Test Assemblies, SP-100 Capsules, and non-fueled Sheath Insulators to Authorized Contents

January 2007: Supplement to Provide Technical Interpretation on Viton Seals, Replacement Bolts, and Use of Inserts

July 2007: Revision 1 of The Addendum to The Consolidated SARP

January 2008: Justification for Shipment of Sodium-Bonded Carbide Fuel Pins

January 2014: Renewal of The Model T-3 Packaging

2018: Renewal of The Model T-3 Packaging

• CoC No. 9168 - Model No. 8-120B

2017: SER for Content Amendment for U-233 and Co-60 Configurations

2022: SER Issued for Certificate Renewal

2022: SER Issued to authorize for shipments of two DOE legacy plutonium JE-899 V3XA spheres

• CoC No. 9204 - Model No. 10-160B

April 2011: SER for Consolidated SAR for Model 10-160B Type B RADWASTE Shipping Cask, Revision 3, 01/2011

March 2012: SER for the Model 10-160B Cask SAR Source Container Addendum

May 2012: SER for the Request for Continued Use of EnergySolutions 10-160B Type B Cask

September 2012: SER for Revision of DOE CoC 9204 based on NRC CoC 9204 Revision 20

October 2013: SER for an Addendum to the 10-160B for Shipment of Corrugated Metal Box Contents

April 2014: SER for 10-160B Consolidated SAR Addendum for Shipment of Gammacell Contents

August 2014: SER for 10-160B Consolidated SAR Source Insert Addendum Revision for Wooden Cribbing

May 2016: SER for 9204 Certificate Renewal

September 2016: SER for Request for Content Amendment for Proposed Co-60 Configuration

January 2023: SER for Letter Amendment to CoC 9204 Rev 12 to Authorize Use of the 10-160B for One-Time Shipment of RaB Source 

• CoC No. 9225 - Model No. NAC-LWT

1999: Original Certification

2007: Revision to Authorize SNL Debris Bed Experiments Content

2010: Revision to Authorize ANL Radioactive Material

2010: Revision to Allow The Use of a Larger Viton GLT/GLT-S O-Ring, an Approved Alternate Leakage Test Method, and an Approved ANL Supplier

March 2012: SER for The Consolidated SARP NAC-LWT, June 2011

October 2012: SER for The NAC-LWT, Legal Weight Truck Cask System Revisions 12A, 12B, and 12C, U.S. DOE

February 2017: SER for Request to Revise and Renew DOE CoC 9225 Based on Consolidated SARP and Previously Approved Certificate Amendments

July 2022: SER Issued for Certificate Renewal

• CoC No. 9228 - Model No. 2000, Serial Number 2003

2015: Original DOE CoC based NRC CoC 9228 Revision 26 and SER

2020: SER for DOE CoC Rev. 1 - Renewal and Amendment for The Model 2000 Package

2022: SER for DOE CoC Rev. 2 - Amendment for The Change to Fuel Element Design

• CoC No. 9315 - Model No. ES-3100

2010: Revision to Authorize Bulk HEU Contents

2011: Revision to Authorize Bulk HEU Contents (SARP with Page Change 1 & 2)

2012: Revision to Change U-233 Concentration Limit

2013: Revision to Authorize Bulk HEU Oxide Air Transport and Uranium Silicide Ground Transport

2013: Revision to Authorize for Air Transport of EU in Powdered Metal Form

2014: Revision for Shipment of HEU Metal or Alloy Turnings, Fines, or Powders

2014: SER for ES-3100 SARP Amendment 4, Phase III Topics

2015: SER for Request to Remove Carbon Limit for Ground Transport of HEU Oxide

2015: SER for DOE CoC USA/9315/B(U)F-96, Revision 10

2016: SER for Letter Amendment Request to Ship UF₄ with a CSI of 2.0

2017: SER for Letter Amendment Request to Ship U-ThC TRISO and BISO Fuel Samples

2017: SER for Letter Amendment Request to Ship Uranium 1/3 Core

2017: SER for Content Amendment to Increase The Enrichment of HEU Metal or Alloy Turnings, Fines, or Powders

2017: SER for Content Amendment to Increase The Enrichment of HEU Metal or Alloy Turnings, Fines, or Powders for Air Transport

2017: SER for DOE CoC USA/9315/B(U)F-96, Revision 13

2018: SER for DOE CoC USA/9315/B(U)F-96, Revision 14

2018: SER for Shipment of Two Fast Burst Reactor Safety Blocks

2018: SER for Content Amendment to DOE CoC 9315 for Low Density Bulk Uranium Oxide

2019: SER for DOE CoC 9315 Rev 16 to authorize extending the Periodic leakage rate test frequency from 12 to 24 months

2020: SER for DOE CoC 9315 Rev 17 to issue for renewal

2021: SER for DOE CoC USA/9315/B(U)F-96, Revision 18

2022: SER for DOE CoC USA/9315/B(U)F-96, Revision 19

• CoC No. 9330 - Model ATR FFSC

Original DOE CoC based on NRC CoC 9330 Revision 7 and SER

DOE CoC Rev 1 based on NRC CoC 9330 Revision 11 and SER

• CoC No. 9341 - Model No. BEA Research Reactor (BRR) Package

2019:  DOE CoC 9341 Revision 0 is based on endorsement of NRC CoC 9341 Revision 8

2021: SER for DOE CoC USA/9341/B(U)F-96, Revision 1

• CoC No. 9516 - Model No. 9516 (previously Mound 1KW)

1993: Original Certification

1994: Revision to Authorize Additional Contents

1999: Revision to Add -85 Designation to CoC

2006: Revision to Support Certificate Renewal

2006: Revision to Authorize Higher Content Limits

2007: Revision to Authorize Addendum No. 1 to Rev. 7c SARP

2008: Supplement to Authorize Expanded Am-241 Content

2010: New Revision to Approve (-96) Version of the Package

2016:  SER for Certificate Amendment
For a copy of this SER contact Carl Friesen, DOE-ID, at (208) 526-1765

2017: SER for Content Amendment for ORNL Pu-238 Oxide

2018: SER for DOE CoC USA/9516/B(U)F-96, Revision 4

2018: SER for Request to Amend CoC 9516 for Alternate Product-Can Cap Design

2020: SER for CoC 9516 for Renewal and Amendment for The Model 9516 Package

2020: SER to Authorize Use of the Model 9516 Packaging for Limited Shipments of Legacy F-5 General-Purpose Heat Source Fueled Clad Assemblies

2021: SER for Amendment CoC 9516 for Design Changes on Drawings 

2021: SER for DOE CoC USA/9516/B(U)F-96, Revision 8 for content amendment 

2021: SER for DOE CoC USA/9516/B(U)F-96, Revision 9 for minor design changes 

2021: SER for DOE CoC USA/9516/B(U)F-96, Revision 10 for minor design changes to Shipping Configuration 7 

2023: SER for DOE CoC USA/9516/B(U)F-96, Revision 11 for Shipment of ALTB-FCA  

• CoC No. 9519 - Model No. SAFESHIELD 2999A

2005: Original Certification

2012: Revision to Update from SARP Revision 4 to Revision 5 to Incorporate Product Deviation Request (PDR) 275

2017: SER for Request to Renew Certificate of Revision 4

2017: SER for DOE CoC USA/9519/B(U)-96, Revision 5

2022: SER for DOE CoC USA/9519/B(U)-96, Revision 6

• CoC No. 9601 - CASTOR^® THTR/AVR Package

2015:  Original Certification
For a copy of this SER contact the Docket Manager at (803) 645-3490

2019:  SER for DOE CoC 9601, Revision 1
For a copy of this SER contact the Docket Manager at (803) 645-3490

2019:  SER for DOE CoC 9601, Revision 2
For a copy of this SER contact the Docket Manager at (803) 645-3490

• CoC No. 9867 - Model No. ES-3100

2012: Original Certification

• CoC No. 9904 - Model No. RTG Package

1996: Original Certification

2002: Revision to Authorize Additional Contents

2006:  Revision to Authorize Specific Contents Modifications
For a copy of this SER contact Carl Friesen, DOE-ID, at (208) 526-1765

2008:  Revision to Authorize Specific Contents Modifications
For a copy of this SER contact Carl Friesen, DOE-ID, at (208) 526-1765

2009:  CoC Revision 13 to Authorize New Payload
For a copy of this SER contact Carl Friesen, DOE-ID, at (208) 526-1765

2009:  Addendum 4 to Authorize New Payload
For a copy of this SER contact Carl Friesen, DOE-ID, at (208) 526-1765

2011:  Consolidated RTG System SARP
For a copy of this SER contact Carl Friesen, DOE-ID, at (208) 526-1765

2013:  RTG Package Addendum No. 1
For a copy of this SER contact Carl Friesen, DOE-ID, at (208) 526-1765

2014:  RTG Package Addendum No. 2
For a copy of this SER contact Carl Friesen, DOE-ID, at (208) 526-1765

2016:  Certificate Renewal and Amendment
For a copy of this SER contact Carl Friesen, DOE-ID, at (208) 526-1765

• CoC No. 9905 - Model No. HUFP

2008: Original Certification

2010: Revision to Modify Packaging Design

2018: SER for 9905 Package Certificate Renewal

2023: SER for 9905 Package Certificate Renewal

• CoC No. 9975 - Model No. 9975

2001: Certification for Metal and Oxide Contents

2003: Revision to Approve Rev. 14 SARP

2003: Revision to Approve Addendum to Rev. 14 SARP

2003: Revision to Approve Rev. 15 SARP

2004: Revision to Approve Rev. 0 SARP

2005: Revision to Approve Addendum 1 to Rev. 0 SARP

2007: Supplement to Approve Expanded Neptunium Oxide Content Envelope

2007:  Supplement to Approve Shipment of Specific High-Mass 3013 Containers

2008: New Revision to Approve -96 Version of the Package

2008: Supplement to Approve U-233 Content Envelope in -85 Version of the Package

2009: Supplement to Approve Content Envelopes C.10 and C.11 in -85 Version of the Package

2009: Supplement to Approve Content Envelopes C.10 and C.11 in -96 Version of the Package

2009: Supplement to Approve RFID Use in -85 Version of the Package

2009: Supplement to Approve RFID Use in -96 Version of the Package

2011: SER for the Amendment Request using either Pressure Drop or Rise Method for Pre-Shipment Leakage Rate Test (-85 version)

2011: SER for the Amendment Request using either Pressure Drop or Rise Method for Pre-Shipment Leakage Rate Test (-96 version)

2011: SER for the Addendum of Justification for Shipment of Plutonium Oxide in Large Vented Food-Pack Cans (-96 version)

2011: SER for the Addendum of Justification for Shipment of Plutonium Oxide in Large Vented Food-Pack Cans (-85 version)

2011: Justification to Authorize One-Time, One-Way Shipment Campaign of Neptunium Oxide (-96 version)

2013: SER for Shipment of Plutonium/Uranium Mixed Oxide in Plastic Bottles (-96 version)

2013: SER for SARP Model 9975, S-SARP-G-00003, Revision 2

2013: SER for Shipment of MOX in Plastic Bottles

2014: SER for Revision of Content Envelop C.8, Neptunium Oxide

2015: SER for Request to Revise 9975 Certificate

2016: SER for Request to Revise 9975 Certificate Based on SARP Revision 4 Page Changes for Engineered Materials and Revised Thermal Calculations

2018: SER for Request to Revise 9975 Certificate to Authorize Use of Large-Bore Lead Pig for Shipments of Content Envelope C.9 and 5-Year Renewal of The Certificate

2021: SER for Amendment of CoC No. 9975 Model 9975 Package Design

• CoC No. 9978 - Model No. 9978

2009: Original Certification

2010: Revision to Approve Addendum 0 to Rev. 1 SARP

2011: Revision to Use Either Pressure Drop or Pressure Rise Method for Pre-Shipment Leakage Rate Test

2023: Revision to Use for the Shipment of Pu/Am Standards, Clarify the Pu-Ga Contents, and Update the QAP Description

• CoC No. 9979 - Model No. 9979

2010: SER for DOE CoC Rev 0 Initial Issue - SARP, Revision 1: Request to Certify New Drum Style Type A Fissile Package Design 

2011: SER for DOE CoC Rev 1 - SARP, Revision 2: Request to Authorize Design Change to Incorporate a Pressure Release Component to Limit Internal Pressure During HAC 

2012: Package Certification Approval Record in lieu of SER for DOE CoC Rev 2 - SARP, Revision 2 and Supplement 1: Use of Optional RFID Tag 

2012: SER for DOE CoC Rev 3 - SARP Revision 2 and Supplements 2 & 3: Request to Authorize Drum Design Changes, Use of Commercial Grade Dedication Items, and RFID Tag as Optional Tamper Indicating Device      

2014:  SER (Official Use Only) for DOE CoC Rev 4 - SARP Revision 2 and Supplement 4: Request to Authorize Light-Water Breeder Reactor Unirradiated Fuel Rods.  For a copy of this SER contact Dr. James M. Shuler at (301) 903-5513

2015: SER for DOE CoC Rev 5 (renewal and amendment) - SARP Rev. 4 and Supplement 1: Request to Renew CoC and to Authorize Low Enriched Uranium Cube or Plates  

2017: SER for DOE CoC Rev 6 - SARP Rev 4 and Supplement 2: Request to Authorize Non-Conforming Gasket Material

2017: SER for DOE CoC Rev 7 - SARP Rev 4 and Supplement 3: Request to Authorize Replacement Silicone Gasket Material 

2018: SER for DOE CoC Rev 8 - SARP Rev 4 and Supplements 3 through 5: Request to Add a New Content Category for LEU Metal

2018: SER for DOE CoC Rev 9 - SARP Rev 4 and Supplements 6 and 7: Request to Authorize a Change to the 55-Gallon Drum Design for Fabrication

2018: SER for DOE CoC Rev 10 - SARP Rev 4 and Supplements 8 through 11: Request to Authorize a Weight Percentage Increase of U-235 in LEU and to Add Tri-Structural Isotropic Fuel & Process Material

2019: SER for DOE CoC Rev 11 - SARP Rev 4 and Supplement 12:  Request to Authorize Tc-99 Limit

2019: CoC Cover Memo in lieu of SER for DOE CoC Rev 12 - SARP Rev 4:  Request to Update CoC Condition 14 to Authorize Use of Previous CoC Revisions

2019: SER for DOE CoC Rev 13 - SARP Rev 4 and Supplements 6, 7, 13 through 17: Request to Authorize Changes to the 30- and 55-Gallon Drum Designs for Fabrication

2019: SER for DOE CoC Rev 14 - SARP Rev 4 and Supplements 4, 6, 16, 18 and 19: Request to Authorize Methods for Resetting Shipping Period Window for CoC Table 2 and 4 Contents  

2019: SER for DOE CoC Rev 15 - SARP Rev 4 and Supplements 20 and 21: Request to Authorize Leak Detection or Sample Analysis of Hydrogen Gas to Reset the Shipping Period Window for CoC Table 2 and 4 Contents

2021: SER for DOE CoC Rev 16 - SARP Rev 7: CoC Renewal & Content Amendment 

2023: SER for DOE CoC Rev 17 - SARP Rev 7: POP/Vogan & Content Amendment 

• CoC No. 9980 - Model No. 9980
For a copy of 9980 SERs, contact Kurt Eberl, SRNL, at (803) 507-2218

2013:  Original Certification

2016:  SER for Addition of Pu Puck and Minor Packaging Design Changes

2018:  SER for DOE 5-year Certificate Renewal

2020:  SER for DOE CoC Rev. 3 - SARP Rev 3: Request to authorize a design change to the Puck Holder material and dimensions, and changes to the operating procedures and maintenance program

2020:  SER for DOE CoC Rev. 4 - To authorize Pu-Ga alloy in PNNL Pu sealed source

2022: SER for DOE CoC Rev. 5 - To authorize changes to the content envelops, drawings. and package operations procedures

2023: SER for DOE CoC Rev. 6 - For the 5-year Certificate Renewal

• CoC No. 9981 - Model No. 9981

2019: Original Certification

Updated October 20, 2023